Module 09 · Heat Exchangers and Users4 min read

Shell and Tube and Plate Heat Exchangers

Most process heating with steam or hot water happens in one of two kinds of exchanger. A shell and tube exchanger puts one fluid in a bundle of tubes inside a shell; a plate exchanger squeezes thin fluid channels between corrugated plates. They suit different pressures, fluids and spaces.

ByShikhar Singh·Steam Consultant & IT Consultant·Published

You'll learn

  • Describe how each type is built
  • Compare them on pressure, temperature, size and fouling
  • Choose between them for steam and liquid duties
  • Know their maintenance needs

Before this: U-value, LMTD and fouling

BeginnerThe idea in plain words, and where you meet it. No maths.

Two ways to bring fluids together

In a shell and tube exchanger, one fluid flows through a bundle of tubes and the other flows around them inside a cylindrical shell, guided back and forth by baffles. With steam heating, steam usually condenses on the shell side and the liquid being heated flows in the tubes.

In a plate exchanger, a stack of thin, pressed metal plates forms narrow channels; the two fluids flow in alternate channels. The corrugations make the flow turbulent, so heat transfers very well for the size, and capacity can be changed by adding or removing plates.

IntermediateThe formula, its units, and a worked example on real plant numbers.

How they compare

Shell and tube against gasketed plate
Shell and tubeGasketed plate
Pressure and temperatureHigh; limited by shell and tube designModerate; limited by gaskets
Size for a given dutyLargerCompact; high U
Close temperature approachHarderEasy
Fluids carrying solids or fibersTolerates dirty fluids betterNarrow channels can clog
Steam condensingCommon and robustPossible within gasket limits
CleaningTube side by rodding; shell side harderOpened and plates cleaned individually
Changing capacityFixedAdd or remove plates

Brazed and welded plate exchangers remove the gasket limits at the cost of being harder or impossible to open, and suit clean fluids at higher pressures.

ExpertThe fine print: where the simple model breaks, and what it costs.

Steam-side design and maintenance

  • Steam enters at the top of the shell side; condensate leaves at the bottom through a trap sized for the exchanger’s duty and its lowest differential pressure.
  • An air vent at the point farthest from the steam inlet removes air that would blanket the tubes.
  • A vacuum breaker on the steam space stops it pulling a vacuum when the control valve closes, which would otherwise hold condensate back.
  • Tube vibration and erosion at the steam inlet are prevented by an impingement plate.
  • Differential expansion between hot tubes and cooler shell is handled by U-tubes, a floating head, or an expansion bellows on the shell.

A tube leak lets one fluid into the other. With steam on the shell side and product in the tubes, product usually leaks into the condensate, which is why condensate from process exchangers is monitored before it returns to the boiler.

Key takeaways

  • Shell and tube: tubes in a shell; robust, high pressure, tolerates dirty fluids.
  • Plate: thin corrugated channels; compact, high U, close approach, gasket-limited.
  • Steam side needs a correctly sized trap, an air vent and often a vacuum breaker.
  • Tube leaks contaminate condensate: monitor it.

Check your understanding

Questions run from beginner to expert. Try each before opening the answer.

  1. Beginner

    Q1. In a steam-heated shell and tube exchanger, where does the steam usually go?

    1. A.Inside the tubes
    2. B.On the shell side around the tubes
    3. C.Between plates
    4. D.Nowhere
    Show answer

    B. Steam condenses on the shell side; the liquid flows in the tubes.

  2. Intermediate

    Q2. What usually limits a gasketed plate exchanger’s pressure and temperature?

    1. A.The plates
    2. B.The gaskets
    3. C.The frame color
    4. D.Nothing
    Show answer

    B. Gasket materials set the limits.

  3. Intermediate

    Q3. Which type more easily achieves a close temperature approach?

    1. A.Shell and tube
    2. B.Plate
    3. C.They are equal
    4. D.Neither
    Show answer

    B. Plate exchangers suit close approaches.

  4. Expert

    Q4. Why fit a vacuum breaker on a steam heater?

    1. A.To raise pressure
    2. B.To stop a vacuum forming when steam is shut off, which holds condensate back
    3. C.To vent air only
    4. D.To measure flow
    Show answer

    B. A vacuum prevents condensate draining through the trap.

Frequently asked

What is the difference between shell and tube and plate heat exchangers?
Shell and tube exchangers pass one fluid through tubes inside a shell and suit high pressures and dirty fluids. Plate exchangers use thin corrugated channels, are compact and efficient, but are limited by gaskets and narrow passages.
Which heat exchanger is best for steam heating?
Shell and tube exchangers are the common, robust choice for condensing steam; plate exchangers can be used where rated for steam service and the fluids are clean.

Training a boiler team?

These lessons follow the order we train operators in. We also run on-site operator and maintenance training, built around your own plant.

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Sources

  • Incropera, DeWitt, Bergman and Lavine, Fundamentals of Heat and Mass Transfer — Heat exchanger types and their analysis.

About the author

Shikhar SinghSteam Consultant & IT Consultant

Shikhar Singh is a Steam Consultant and IT Consultant at GyanTosh Fabricators Pvt. Ltd., where he works on steam system sizing, condensate recovery and the engineering content published on this site.

Full profile and background →